Product | Subs. Required | Description | |
---|---|---|---|
Shareholding Disclosure (SD) | aosphere Rulefinder | Automated monitoring of disclosure requirements for major shareholding, short selling, takeover panels and issuer thresholds | |
Sensitive Industries (SI) | SD | Automated monitoring of regulatory threshold for sensitive industries and foreign ownership. | |
Position Limits (PL) | FIA Tech Databank (PLD, EOPLD) | Automated monitoring of position limits on derivative contracts which are imposed by exchanges across the globe as well as regulators (e.g. CFTC, ESMA via MiFID II) | |
SD Rule Add-Ons | SD | Various rules which are not supported by aosphere: Hart-Scott-Rodino (HSR), Section 12D |
Product | Description | |
---|---|---|
Filing Manager (FM) | The Filing Manager service provides access to tools that support the sending and receipt of messages to and from regulators. |
Product | Subs. Required | Description | |
---|---|---|---|
Corporate Actions (CA) | SD | Using an industry leading corporate actions dataset, the Corporate Actions service helps reduce the risk of missing important events that can change data used in critical calculations. | |
Adapptr (ADA) | SD / PL + Bloomberg (DLWS) / Refinitiv (DSS) | Creates a FundApps formatted XML file from uploaded positional data and 3rd party market data. | |
Composite enrichment (COMP) | SD | Enriches constituent weighting data for ETFs and Indices where you directly hold the underlying. |