Service documentation

Monitoring

	Product	Subs. Required	Description
	Shareholding Disclosure (SD)	aosphere Rulefinder	Automated monitoring of disclosure requirements for major shareholding, short selling, takeover panels and issuer thresholds
	Sensitive Industries (SI)	SD	Automated monitoring of regulatory threshold for sensitive industries and foreign ownership
	Position Limits (PL)	FIA Tech Databank (PLD, EOPLD)	Automated monitoring of position limits on derivative contracts which are imposed by exchanges across the globe as well as regulators (e.g. CFTC, ESMA via MiFID II)
	US Monitoring Plus (USM)	SD	Various rules which are not supported by aosphere: Hart-Scott-Rodino (HSR), Section 12D
	Investment Monitoring (IM)	SD	Automated monitoring of internal regulatory, risk and tax rules within the FundApps platform

Reporting

	Product	Description
	Filing Manager (FM)	The Filing Manager service provides access to tools that support the sending and receipt of messages to and from regulators.

Data

	Product	Subs. Required	Description
	Issuer Thresholds	SD	FundApps monitored and maintained issuer threshold data, integrated into Shareholding Disclosure checks
	Corporate Actions (CA)	SD	Using an industry leading corporate actions dataset, the Corporate Actions service helps reduce the risk of missing important events that can change data used in critical calculations.
	Data Adapter (ADA)	SD / PL + Bloomberg (DLWS) / Refinitiv (DSS)	Creates a FundApps formatted XML file from uploaded positional data and 3rd party market data.
	Composite enrichment (COMP)	SD	Enriches constituent weighting data for ETFs and Indices where you directly hold the underlying.