FundApps Resources
Service documentation
Rules Library
Shareholding Disclosure (SD)
Requires 3rd Party licence: Aosphere Rulefinder
Automated monitoring of disclosure requirements for major shareholding, short selling and takeover panels. A subscription to aosphere is required for this service.
Sensitive Industries (SI)
Subscription Required: Shareholding Disclosure
Automated monitoring of regulatory threshold for sensitive industries and foreign ownership. A subscription to aosphere is required for this service.
Position Limits (PL)
Requires 3rd Party licence: FIA Tech Databank (PLD, EOPLD)
Automated monitoring of position limits on derivative contracts which are imposed by exchanges across the globe as well as regulators (e.g. CFTC, ESMA via MiFID II). A subscription to FIA Tech's Position Limits Databank is required for this service.
Automated monitoring of disclosure requirements for short selling. A subscription to aosphere is required for this service.
Subscription Required: Shareholding Disclosure
Section 12(d)(1)(A)(i) of the Investment Company Act of 1940 in the United States generally restricts investment companies from purchasing more than 3% of another investment company's voting securities.
Subscription Required: Shareholding Disclosure
The Hart-Scott-Rodino Act (HSR) is a federal law requiring companies to notify the Federal Trade Commission and the Department of Justice before a proposed merger or acquisition that meets certain financial thresholds.
Shareholding Disclosure Pre-Trade
Subscription Required: Shareholding Disclosure
The Pre-Trade service allows clients to monitor on an intra-day basis if new positions or potential transactions will breach regulatory limits or require regulatory disclosures.
Reports Library
Filing Manager (FM)
Subscription Required: Shareholding Disclosure
The Filing Manager service provides access to tools that support the sending and receipt of messages to and from regulators. This allows customers to submit disclosure filings directly to regulators, substantially improving the efficiency of filing via regulatory portals. Integrated into the workflow, users enjoy seamless integration between alerting and submission.
Data Tools
Corporate Actions (CA)
Subscription Required: Shareholding Disclosure, Sensitive Industries
Using an industry leading corporate actions dataset, the Corporate Actions service helps reduce the risk of missing important events that can change data used in critical calculations.
Adapptr
Subscription Required - Any of: Shareholding Disclosure, Sensitive Industries, Position Limits
Requires 3rd Party licence - Either: Bloomberg (DLWS) or Refinitiv (DSS)
Creates a FundApps formatted XML file from uploaded positional data and 3rd party market data.
Composite enrichment
Subscription Required: Shareholding Disclosure
Enriches constituent weighting data for ETFs and Indices where you directly hold the underlying.
GICS enrichment
Subscription Required: Sensitive Industries
Enriches GICS data into your FundApps position file ready for Sensitive Industries checking.